Spencer Edwards, Inc is a Denver, Colorado based FINRA Member Retail Broker-Dealer/Investment Banker and NASDAQ Exchange Member Market Maker acting as an investment banking firm specializing in small and mid cap equities.

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Phone:
(303) 740-8448
Toll Free:
(800) 288-8448
Address
6851 S. Holly Circle
Suite 200
Centennial, CO 80112

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Spencer Edwards

Overview

In business since 1990, Spencer Edwards brings together a diverse, qualified and proficient management team, seasoned brokers and professional equity traders with experience spanning four decades of market making.

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Power Lines

Market Making

One of Spencer Edwards’ financial functions is a Market Maker. Market makers are firms that maintain a firm bid and offer price in a given security by standing ready to buy or sell at publicly quoted prices.

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Desert Landscape

Investment Banking

Spencer Edwards underwrites, manages and syndicates proprietary equity investments, both public and private, in small to mid-cap public companies.

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M&A Services

We can assist in a variety of transactions, including strategic acquisitions, leveraged buyouts, recapitalizations, going private, joint ventures and strategic alliances.

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Fairness Opinions

Spencer Edwards has substantial expertise in the private equity and public company arena and can assess and resolve fairness issues by working closely with company advisors.

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More About Our Services

Spencer Edwards makes markets in approximately 75 stocks, provides traditional retail brokerage and acts as underwriter and syndicate member in public offerings of equities and private placements of debt and equities.

[DAILY INSTITUTIONAL PROGRAM TRADES]
Program Trading Homepage-TableProgram Trades Daily trade recommendation tables, based on our proprietary algorithm
Institutional Program Trades
Reports
  • SEI Quarterly Report

    Quarterly Report Q4 2013

    Spencer Edwards, Inc. (“SEI”) has prepared this report on Routing of Customer Orders for Quarter Ending December 2013 pursuant to Rule 606.

  • SEI Quarterly Report

    Quarterly Report – Q3 2013

    Spencer Edwards, Inc. (“SEI”) has prepared this Report on Routing of Customer Orders for Quarter Ending September 2013 pursuant to Rule 606.

  • SEI Quarterly Report

    Quarterly Report – Q2 2013

    Spencer Edwards, Inc. (“SEI”) has prepared this Report on Routing of Customer Order for Quarter Ending June 2013 pursuant to Rule 606.

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