Spencer Edwards Inc. is full service investment firm dedicated to providing outstanding service to our clients whether they are individual customers, institutional money managers, banks, family offices or somewhere in between. Our seasoned professionals have the knowledge and experience necessary to enable our customers to achieve their investment goals.
Our focus on our retail business gives us the ability to offer our clients a full suite of investment services and products including, individual brokerage accounts, retirement accounts (IRA’s), 401K’s, margin accounts, stocks, mutual funds, options, Bonds and fixed income products, ETF’s, CD’s and Money Market Funds, and many other products to fit their portfolio needs.
Our Investment Banking Department is considered “boutique” in nature because of our approach. We are “generalists” in the types of businesses we work with, but we are primarily focused on helping micro-cap companies secure the growth capital they need to succeed. Because we specialize in helping small companies, we are able to stay nimble which allows us to find creative ways to help our clients find the types of financing that are the most beneficial to make them successful long term. Our Investment Banking Department provides other services beyond capital formation including, M & A Services, Fairness Opinions, Going Private Issues, and General Advisory Services. Our professional’s years of experience in the financial services industry has led to many relationships within the industry, and if for some reason we cannot solve your issue, we probably have a relationship with another industry professional who can.
Spencer Edwards is one of the few Denver-based Investment firms who still staff a full service trading desk focused on executions of OTC Securities, NASDAQ and Listed Securities. Our trading desk has the ability to execute trades not only in U.S. markets, but on an international basis as well. Our experienced professionals ‘ pride themselves on the care they take in providing efficient and best execution practices for both our retail and large institutional customers.